图书情报工作 ›› 2017, Vol. 61 ›› Issue (21): 79-90.DOI: 10.13266/j.issn.0252-3116.2017.21.010

• 工作研究 • 上一篇    下一篇

国外机构知识库存缴机制与政策研究

白林林1,2, 祝忠明1, 徐瑞芳3   

  1. 1. 中国科学院兰州文献情报中心 兰州 730000;
    2. 中国科学院大学 北京 100049;
    3. 山西旅游职业学院图书馆 太原 030031
  • 收稿日期:2017-07-02 修回日期:2017-08-16 出版日期:2017-11-05 发布日期:2017-11-05
  • 作者简介:白林林(ORCID:0000-0003-2265-7399),博士研究生,E-mail:bailinlin@mail.las.ac.cn;祝忠明(ORCID:0000-0002-2365-3050),信息系统部主任,研究员。
  • 基金资助:
    本文系中国科学院文献情报能力建设专项"中国科学院知识资产存缴管理中心建设"项目(项目编号:Y6ZG421001)研究成果之一。

Study on the Mechanism and Policies of Foreign Institutional Repositories

Bai Linlin1,2, Zhu Zhongming1, Xu Ruifang3   

  1. 1. Lanzhou Library, Chinese Academy of Sciences, Lanzhou 730000;
    2. University of Chinese Academy of Sciences, Beijing 100049;
    3. Shanxi Vocational College Tourism Library, Taiyuan 030031
  • Received:2017-07-02 Revised:2017-08-16 Online:2017-11-05 Published:2017-11-05

摘要: [目的/意义]通过对国外机构知识库存缴机制与政策的调查分析,希望为我国机构知识库在内容存缴机制和政策保障方面提供借鉴。[方法/过程]首先,从存缴内容、存缴方式及流程、组织保障3方面对国外机构知识库的存缴机制进行研究,其次,从资助机构和科研机构存缴政策两方面对国外机构知识库存缴政策进行详细的分析。[结果/结论]通过对国外机构知识库存缴机制与政策的分析,发现国外机构知识库存缴内容和来源多种多样,中介存缴、OAI-PMH开放获取收割方式是必然趋势;在存缴政策方面,资助机构和科研机构实施的强制性存缴政策对资源的存缴起着决定性作用,尤其是在国家不同层面制定政策来促进资源的存缴;在科研机构层面政策的制定上,辅助以激励政策,与科研管理系统相关联进行科研评价也是促进资源存缴与开放的一种新的政策模式。

关键词: 机构知识库, 存缴机制, 存缴政策, 激励政策

Abstract: [Purpose/significance] Through the investigation and analysis of the deposit mechanism and policies of the foreign institutional repositories, we hope to provide reference for our institutional repositories in content deposit mechanism and policy guarantee. [Method/process] First of all, this paper studies the deposit mechanism of foreign institutional repositories from three aspects:deposit contents,deposit methods and processes, and organizational security. Secondly, we analysis in detail the deposit policy of foreign institutional repositories from two aspects:the funding agencies and research organizations. [Result/conclusion] Through the analysis of the deposit mechanism and policies of the foreign institutional repositories, it is found that the content and source of the foreign institutional repositories are varied, and the intermediary deposit and OAI-PMH open access harvest are inevitable trends; in terms of deposit policy, the mandatory deposit policies implemented by funding agencies and research organizations play a decisive role in the deposit of resources, especially setting policies at different levels of the country to promote the deposit of resources; setting policies at the level of research organizations assisted with incentive policy and associated with research management system to evaluate research is a new policy model to promote the deposit and open access of publication.

Key words: institutional repository, deposit mechanism, deposit policy, incentive policy

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