图书情报工作

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2026 , Vol. 70 >Issue 9: 42 - 56

DOI: https://doi.org/10.13266/j.issn.0252-3116.2026.09.004

研究论文

技术成熟度提升视角下应用基础研究论文引文网络特征研究

  • 王春 ,
  • 冷伏海
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  • 1 中国科学院科技战略咨询研究院 北京 100190;
    2 中国科学院大学公共政策与管理学院 北京 100049;
    3 中国科学院文献情报中心 北京 100190;
    4 中国科学院大学经济与管理学院 北京 100190
王春,副研究员,博士研究生;冷伏海,研究员,博士,博士生导师,通信作者,E-mail:lengfuhai@casipm.ac.cn。

收稿日期: 2025-03-04

  修回日期: 2025-05-13

  网络出版日期: 2026-04-30

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Research on the Citation Network Characteristics of Application-Oriented Basic Research Paper from the Perspective of Technology Readiness Improvement

  • Wang Chun ,
  • Leng Fuhai
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  • 1 Institutes of Science and Development, Chinese Academy of Sciences, Beijing 100190;
    2 School of Public Policy and Management, University of Chinese Academy of Sciences, Beijing 100049;
    3 National Science Library, Chinese Academy of Sciences, Beijing 100190;
    4 School of Economics and Management, University of Chinese Academy of Sciences, Beijing 100190
Pu Sitong, Master’s Candidate;Ma Jie, Professor, PhD, Doctoral Supervisor, Corresponding Author, E-mail: m-1j-1@163.com.

Received date: 2025-03-04

  Revised date: 2025-05-13

  Online published: 2026-04-30

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摘要

[目的/意义] 基于技术成熟度提升视角，采用化学工业领域应用基础研究三阶段演化模型，将论文引文网络按时序分为三阶段。多角度考察网络的结构特征与演化规律，揭示应用基础研究论文成果的传播与扩散对新兴技术方向成熟度提升的支撑机制，助力优化技术创新管理,推动科技进步。[方法/过程] 以磷酸铁锂电池技术为例开展实证研究，对论文引文网络开展动态增长累积网络拓扑结构分析、时间切片子网社群聚类、跨阶段二分网知识流动分析以及整体网的三阶段论文特征识别。[结果/结论] 研究发现，应用基础研究论文引文网络结构具有自相似性，但其无向自相似结构受限于有向连接的约束，可能影响技术创新；“技术集成化与系统化研究阶段”的论文在连接核心技术研究和推动技术升级演化中起到了桥梁作用；“知识回溯”有助于克服技术成熟度提升瓶颈。三阶段的研究内容呈现聚焦—扩展—聚焦的变化趋势，跨阶段引用连接模式突破了“富者愈富”的择优连接机制。建议通过网络干预推动技术创新，重视控制力和影响力增强的局部网络核心节点，以提早应对潜藏的产业格局变化风险。研究对优化研发资源配置，推动新兴技术方向成熟度提升具有重要的决策参考价值。

关键词： 技术成熟度等级; 应用基础研究; 引文网络; 新兴技术; 磷酸铁锂电池技术

本文引用格式

王春 , 冷伏海 . 技术成熟度提升视角下应用基础研究论文引文网络特征研究[J]. 图书情报工作, 2026 , 70(9) : 42 -56 . DOI: 10.13266/j.issn.0252-3116.2026.09.004

Abstract

[Purpose/Significance] From the perspective of technology readiness improvement, this study adopts a three-phase evolution model of application-oriented basic research in chemical industry, dividing the paper citation network chronologically into three phases. By examining the structural characteristics and evolutionary patterns of the network from multiple angles, this article reveals the supporting mechanisms of application-oriented basic research for emerging technology directions, aiming to optimize technological innovation management and promote technological progress. [Method/Process] Taking lithium iron phosphate(LFP) battery technology as an example, this article conducted an empirical analysis through dynamic growth cumulative network topology analysis, community clustering of time-sliced subnets, cross-phase bipartite network knowledge flow analysis, and identification of three-phase paper characteristics in the entire network. [Result/Conclusion] The citation network structure of application-oriented basic research papers exhibits self-similarity, but the undirected self-similar structure is constrained by directed connections, which may impede technological innovation. Papers from the “technology integration and systematization phase” act as bridges connecting the “core technical research phase” and the “technological upgrading phase”. “Knowledge backtracking” helps overcome bottlenecks in technological readiness improvement. Research focuses across the three phases exhibit a “concentration-expansion-concentration” trend, with cross-phase citation patterns breaking the preferential attachment(rich-get-richer) mechanism. This study proposes network intervention strategies to foster technological innovation, emphasizing the importance of monitoring emerging core nodes with growing control and influence to preemptively address potential industrial restructuring risks. The findings provide critical decision-making references for optimizing R&D resource allocation and advancing the readiness of emerging technology directions.

Key words： technology readiness levels(TRL); application-oriented basic research; citation network; emerging technology; lithium iron phosphate battery technology(LiFePO4 battery technology)

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