[目的/意义] 高校是科技、人才与创新的重要结合点,切实履行高校主体责任是落实国家科研诚信建设的关键。研究高校政策对国家科研诚信政策的响应情况,有助于从顶层设计层面评估高校主体责任的落实情况,为各级政策调整提供理论依据。[方法/过程] 运用政策文献量化方法,构建涵盖政策外部要素特征与文本内容信息的多维响应研究框架,实现142所双一流高校对国家政策的响应现状分析,提出政策调适方向。[结果/结论] 大部分双一流高校政策较为完善,发文高峰均与重要国家政策相关;但政策响应存在一定时滞,响应水平也具有差异;负责响应的高校机构以学术委员会和研究生工作部门为主;面向各类责任主体的政策工具都以命令为主,但政策工具内部结构呈现明显不均衡态势,且高校政策细致化和本土化程度仍欠缺。需在管理水平对齐、政策工具调配、从业队伍管理以及工作内容细化等方面进行调整,切实提升高校科研诚信治理水平。
[Purpose/Significance] Universities are a key nexus for science, technology, talent, and innovation. Effectively fulfilling their responsibilities is critical for the implementation of national research integrity governance. Analyzing universities’ responses to national research integrity policies helps assess the implementation of their responsibilities from a top-level design perspective, offering a theoretical basis for policy adjustments at various levels. [Method/Process] This study employed policiometrics methods to develop a multidimensional framework that incorporated both the external characteristics and textual content of policies. It analyzed the responses of 142 “double first-class” universities to national policies and provided recommendations for policy adjustments. [Result/Conclusion] The findings indicate that most “double first-class” universities have relatively comprehensive research integrity policies, with peaks in policy issuance coinciding with key national policies. However, policy responses exhibit a time lag and vary in their response levels across universities. The primary responsible institutions for policy response are the Academic Committees and Graduate Affairs Offices. Policies targeting different responsible entities predominantly rely on “command” tools, with noticeable imbalances existing in the internal structure of policy tools. Additionally, the detail and localization of university policies remain insufficient, requiring adjustments in areas such as aligning management levels, allocating policy tools, managing the workforce, and refining work processes to effectively improve the governance of university research integrity.
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